Search for: "Madeleine Carrero" Results 1 - 2 of 2
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UBS Financial Services of Puerto Rico Ordered to Pay Investors $793,000 Over Muni Bond Sales
28 Jun 2017, 10:48 am by Shepherd Smith Edwards & Kantas LTD LLP
The claimants, Madeleine Carrero (as an in individual and as the trustee of Ulises Barros Carrero and Fideicomiso Ulises Barros), accused UBS of negligence, misrepresentation, breach of fiduciary duty, unauthorized trading, unsuitability, and breach of contract. [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
UBS to pay another FINRA Award for Puerto Rico Municipal Bonds
13 Jul 2017, 6:52 am by Renae Lloyd
Madeleine Carrero, individually and as trustee of Fideicomiso Ulises Barros and Ulises Barros Carrero, charged UBS Financial Services and UBS Financial Services of Puerto Rico with several violations. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/